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Compliance

Onyx Capital Group Limited

OCGL is the holding company for the two other regulated Onyx entities Onyx Commodities Limited and Onyx Capital Advisory Limited. OCGL has no commercial activity.

Regulatory Information

Companies House Number: 11769211

Onyx Capital Advisory Limited

OCAL is a separately regulated firm providing advice and broking services in oil and energy products for market participants and MiFID categorised customers.

OCAL is also a member of both ICE and CME and posts block trades onto the exchanges on behalf of it’s clients.

Compliance at Onyx goes above and beyond standard industry and regulatory practices. Holding integrity as one of our fundamental organisational principles requires an extremely high level of abidance throughout our organisation. This level of integrity is assumed also by the outside clientele we work with daily through our strict and continuous KYC procedures.

Onyx Capital Advisory is authorized and regulated by the Financial Conduct Authority and is fully aligned with the Intercontinental Exchange (ICE) and Chicago Mercantile Exchange (CME) regulations.

All trades executed by Onyx Capital Advisory will be conducted under strict ICE Block unless a trader specifically requests to waive their right to anonymity.

All forms of communication used by our brokers are recorded and monitored by our compliance team, these recording capabilities extend to mobile, WhatsApp and Cloud 9 monitoring. Recordings may be requested by clients in the event of a dispute on a case by case basis.

Regulatory Information

Onyx Capital Advisory is fully MifiD II compliant. Onyx Capital Advisory adheres to the Bribery Act (2010).

FCA Reference Number: 822509

Companies House Number: 11472304

 

Onyx Commodities Limited

OCL is a proprietary trading firm that specialises in oil and energy derivative products. It provides liquidity in these markets and trades on a cleared basis with counterparties.

OCL trades principally in swaps and futures and is a member of both ICE and CME.

It has no customers under MiFID.

Regulatory Information

FCA Reference Number: 778117

Companies House Number: 03948550

The Link

OCAL and OCL, whilst they are owned by the same holding company, are in separate buildings and divided by both physical and compliance Chinese walls. They have separate business models and separate reporting lines and executive management structures.